Agrivoltaics: Technical, ecological, commercial and legal aspects
2: Agri-PV, BayWa r.e., Germany
Agrivoltaics, also called agricultural-photovoltaics (Agri-PV or APV), integrates solar power generation into an agricultural activity on farmland.
The PV modules not only generate clean energy, but also shield crops from intense sun, drought or wind erosion. The market potential in EU-27, UK, and Switzerland alone is estimated to be 968 GWp if only 1 % of the utilized agricultural area is used for Agri-PV. Interest is swiftly growing amongst scientists, policy makers, and within the farming and energy industries. The challenges lie in the construction of the PV system, choice and ecology of crops, and sowing and harvesting techniques.
Agrivoltaics: Technical, ecological, commercial and legal aspects provides an overview of agrivoltaics, covering existing technical solutions both on system level as well as on the module level. Chapters cover the principles and definition, technological aspects of the PV and the agricultural system, yield prediction, light management, operations and management, ecological and social aspects, commercial, and legal considerations. Legal frameworks in different countries are explained. A short outlook describes how the future of Agri-PV could develop.
The book provides systematic coverage of this emerging topic for researchers, scientists, and engineers involved with PV, farmers, decision makers in PV and agricultural sector, as well as policy makers.
Inspec keywords: crops; food security; sustainable development; photovoltaic power systems; agriculture
Other keywords: food security; energy security; solar power; law administration; agricultural machinery; crops; irrigation; agriculture; photovoltaic power systems; sustainable development
Subjects: Environmental issues; General topics in manufacturing and production engineering; Solar power stations and photovoltaic power systems; General electrical engineering topics; General and management topics; Power systems; Engineering mechanics; Education and training; Agriculture; Agriculture, forestry and fisheries computing
- Book DOI: 10.1049/PBPO245E
- Chapter DOI: 10.1049/PBPO245E
- ISBN: 9781839537974
- e-ISBN: 9781839537981
- Page count: 426
- Format: PDF
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Front Matter
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1 Agrivoltaics, the future of utility-scale photovoltaics on farmland
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This chapter aims to answer two questions: First, why does it make sense to support Agri-PV diffusion? Second, what is the status quo of Agri-PV market development globally?
To answer the first question, basic knowledge, facts and trends in the different policy areas impacted by Agri-PV are outlined. This analysis gets to the heart of why it is reasonable for sustainable development to stimulate multifunctional and cross-cutting PV-solutions such as Agri-PV (or Floating-PV).
The second answer elucidates the genesis of Agri-PV between 1981 and today. Agri-PV pioneers from different regions of the world are introduced, some lighthouse projects are presented and an estimate on the current global Agri-PV market size is outlined.
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2 To farm or not to farm, that is the question: definition and potentials of agrivoltaics
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Basically, this chapter aims to answer two questions: First, what is a globally and universally valid definition for Agricultural-Photovoltaics (Agri-PV or APV)? Second, which types of Agri-PV applications have how much area and PV capacity potential worldwide?
To answer the first question, a brief theoretical introduction to the international standards for the development of a definition or new terminology is given as well as information on why a clear definition of Agri-PV is of importance to the industry, society, and policymakers alike. This is followed by a literature review of existing scientific contributions and national Agri-PV standards to the classification and definition of Agri-PV. As a result, some key indicators and parameters are evaluated that have been used as Agri-PV quality attributes and differentiation criteria from conventional ground-mounted Photovoltaics (GM-PV) GM-PV applications. Finally, a proposal for a globally and universally valid Agri-PV definition is made, and the vast diversity of Agri-PV applications is highlighted.
The answer to the second question is worked out by breaking down the agricultural land potential into hectares (ha) worldwide and per region. The respective agricultural land use is linked to the installed PV capacity per hectare of the specific Agri-PV application. Finally, the results for both are presented: the hectare and the Agri-PV capacity potential in GWp (DC) worldwide and per region. These results are put into relation with the currently installed PV capacity globally and the international PV expansion targets until 2050, which are necessary for climate protection and an energy supply system based entirely on renewable energies.
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3 Powering growth: technological insights into photovoltaics in agrivoltaic systems
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The integration of agriculture and photovoltaics, commonly known as agrivoltaics, is a rapidly emerging field that has the potential to play an important role in a fully renewable energy system that is compatible with ecosystem restoration, nature conservation and agriculture. This chapter provides a comprehensive overview of the technological aspects of agrivoltaic systems, with a specific focus on the design and implementation of solar panels and sub-structures, as they are the main components differing from a standard PV installation. Further than this, special needs and developments in inverter design are showcased and challenges in the powerplant planning are discussed.
Agrivoltaic systems are designed to utilise the same land for both food production and energy generation, thereby increasing land use efficiency and reducing the environmental impact of both industries. Solar panels are a crucial component of these systems, as they convert sunlight into electricity.
The design and implementation of solar panels for agrivoltaics systems requires careful consideration of factors such as shading, orientation and tilt angle to ensure optimal performance. Emerging module technologies, such as transparent solar panels, are also being explored in agrivoltaics systems as they have the potential to further increase the potential symbiosis in agrivoltaics.
The sub-structure is a key component of agrivoltaics systems, as it provides the necessary support for the solar panels while also ensuring enough space for the growth of crops beneath. The design of the sub-structure is mainly driven by the type of agrivoltaic system and can be divided into the three categories named overhead agrivoltaic, interrow agrivoltaic or solar greenhouses. Factors such as wind loads, snow loads and the integration of agricultural subsystems as growing wires in fruitvoltaics, water irrigation systems or rainwater harvesting gutters, must be take into account in the design and construction of these sub-structures. Of course, the system layout of the Agri-PV park is also of importance, e.g. the pitch between PV rows allowing agricultural machinery to pass through according to the specific crop being grown, placement of transformer station, inverters, fencing, entrance and exit gates in the fence, or mobile roads during construction avoiding soil compaction. In this chapter, the technical details of these components and designs are presented, discussing the latest research and developments in the field. Also, the challenges and opportunities associated with the integration of agrivoltaics systems into existing agricultural operations will be examine. In addition, we will present case studies of successful agrivoltaics projects, providing a practical perspective on the implementation of this technology. Overall, this chapter aims to provide a comprehensive understanding of the technological aspects of photovoltaics in agrivoltaics systems, highlighting the potential of this innovative approach to addressing the challenges of food security and energy production. As the demand for sustainable land use and energy solutions continues to grow, the development and implementation of agrivoltaics technology will play an increasingly important role in shaping our future.
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4 Adoption of agricultural processes with agrivoltaic applications
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The adoption of agricultural processes enhanced by agrivoltaic applications represents a transformative approach to addressing pressing food and energy security challenges in an era of population growth and climate change. Agrivoltaic systems that combine agriculture with solar energy generation contribute to both food and energy security and are seen as promising solutions to food and energy security. Mechanization is emerging as a key driver for the development of efficient agricultural systems that enable the transition from subsistence to market economies. While mechanization is critical to efficient agriculture, its integration with agrivoltaics must overcome technical and operational challenges to ensure a seamless transition, given the role of farm machinery in the operational phase of agrivoltaic systems. If these elements are carefully considered in the project development phase, multiple solutions can be found for an agrivoltaic system where agronomic and PV operations are optimally coupled. In this regard, this chapter explores the potential synergies between agrivoltaics and agricultural machinery, equipment, and smart farming practices, focusing on improving crop productivity and increasing energy production. In addition, the replacement of traditional agricultural nets with PV panels in agrivoltaic systems is discussed. The potential benefits and challenges of this transition are explored, offering insights into more efficient and environmentally friendly agrivoltaic designs.
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5 The agronomy of crops in agrivoltaic systems
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What crop species are suitable in agrivoltaic (Agri-PV or AV) systems? How do we perform rigorous crop yield assessment in AV systems? Are there really 'shade' species and 'sun' species? Is the shade of AV systems in winter and summer similar? Do annual crops, perennial crops and permanent pastures behave the same way in the shade of AV systems? What services could photovoltaic (PV) panels provide to crops that could help them to perform better, in particular when climate change is concerned? These are some of the questions that will be addressed in this chapter. The question of crop productivity in AV systems is central and deserves a careful approach. The equation is simple: if the crops are not profitable due to low yields or high production costs, the farmer will set aside, the system will no longer be an AV system, and the crop production will decrease. This is why crop productivity in AV systems is a central question. It's a matter of life and death for agrivoltaism, including with grazed systems or aquaculture systems. The PV panels productivity is not depending on the crops, but on the optimisation of the electrical part of the system (use the right orientation, tilting, spacing of the panel and many other specifications of the electrical system). Conversely, the crop productivity is a challenge and depends directly on the PV panels. Although the crop income is usually 10-100 times less than the electricity income per hectare, crops are a key component of AV systems. Growing crops in an AV system is a challenge; crops face shade that reduces photosynthesis and alter morphogenesis. But crops can also benefit from several services provided by the AV system. The balance between competition (mainly for light) and facilitation (through a modified microclimate) is key to understand the functioning of AV systems, in a similar way as it is in mixed cropping or agroforestry (AF) [1]. While competition (for light) is a compulsory feature of AV systems, facilitation (due to a modified microclimate) is an optional and stochastic one. Facilitation may happen or not. Competition (mainly for light, but also for water in some cases) always affect crops. The agronomical evaluation of AV systems can therefore only be probabilistic, and should include several years with climate variability. Long-term experiments are difficult and costly to manage. Using crop models may allow to explore more options of crop management in AV systems.
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6 Crop and power yield modelling
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The goal of yield modelling is to determine and quantify the most optimal design and operating conditions for the system, taking into account factors such as land use, shading, irrigation and weather patterns. The models can be based on simulations, field and satellite measurements or a combination of all. The results of the yield modelling help to evaluate the feasibility, profitability and sustainability of the agrivoltaic system, and inform decision-making regarding its optimal design, implementation and management [1].
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7 Operations and maintenance considerations at agrivoltaic sites
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The purpose of this chapter is to focus on changes to operations and maintenance (O&M) practices or design changes that are needed for Agri-PV projects. Adopting Agri-PV projects will require changes to site O&M practices from conventional PV projects to accommodate farming practices on-site that come with potential contracting, legal, and health and safety regulatory changes. The focus of this chapter is to outline O&M operations at Agri-PV sites, including a comparison with O&M practices at conventional utility-scale solar sites. These comparisons will be relevant, but different, to both new Agri-PV project developments and retrofitting existing conventional PV sites to Agri-PV. This chapter starts with the impacts of different PV design choices on crop management, grazing, and vegetation management practices coupled with other relevant agricultural considerations. Next, this chapter discusses differences in site design and O&M that arise from incorporating crop production and grazing, along with potential impacts of these agricultural activities on PV systems. Finally, non-technical considerations of Agri-PV site management are discussed to ensure that these pieces are accounted for throughout the project life cycle.
This chapter will discuss cropping operations based on insights from four Agri-PV sites in the United States: Jack's Solar Garden in Longmont, CO; the Bifacial Agrivoltaic Research at NREL (BARN) site in Golden, CO; a demonstration site at the University of Massachusetts Amherst; and a demonstration site at the University of Arizona's Biosphere 2 facility near Tucson. All projects listed here are hand-harvested but small equipment and tractors are used for tilling, ploughing, and other farming activities.
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8 Diverse perspectives and common goals: the importance of social aspects on Agri-PV diffusion
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Agriculturalists face mounting challenges as changes in environmental conditions combined with development pressures strain their farm's viability. Energy companies struggle to site and deliver cost-effective projects as public opposition to development intensifies. Regulators endeavor to meet multiple environmental objectives at once yet are strained to manage such cross-sector complexity. While oversimplified, these diverse perspectives demonstrate the compounding difficulties faced by a society striving for common goals: sustainable agriculture and energy systems.
Innovation in agrivoltaics provides a means to revolutionize how these complexities are managed; this integrated climate solution prompts the cross-sector collaboration needed to better address critical food-energy-water-biodiversity nexus challenges. By forging a synergistic relationship between agriculture and energy, agrivoltaics has the potential to drive socio-technical transition towards more regenerative practices and policies. Delivering this cross-cutting solution will therefore demand cross-cutting competencies, encompassing both techno-economic efficiency gains and broader social and institutional adaptations. To that end, a deeper consideration of the social aspects of agrivoltaics is warranted.
The purpose of this chapter is to draw attention to the importance of social aspects of technology diffusion and their implications on agrivoltaics. Aligned with the theme of this book - establishing agrivoltaics as a tool for climate resilience and sustainable development - this chapter demonstrates how creating an enabling social framework is essential to realize this potential. While current social science research on agrivoltaics is slim and dispersed, all scholars stress a common thesis: diffusion of the innovation requires effort beyond optimizing technical aspects - stakeholder acceptance and adoption, proper legal frameworks, and favorable market conditions are imperative. This chapter elaborates this thesis by presenting the current state of the social science, which at its core, is an investigation of agrivoltaics through the lens of innovation diffusion theory. Within this innovation diffusion approach, a few general streams of literature have emerged - one concerns micro-level technology adoption by investigating individual stakeholder perspectives; another looks at meso-level (community) aspects of social acceptance and multi-stakeholder interactions; and the other considers macro-scale dynamics related to economics and policy. These streams of literature are not isolated; rather, they often overlap, which is a testament to the complexity of the acceptance, adoption, and diffusion of agrivoltaics. The studies presented in this chapter leverage multiple social science research methods, including interviews and surveys, to understand this complexity and outline the enabling social framework needed to fully realize agrivoltaics as a tool for sustainable development.
High-level insights are organized thematically to set the conceptual foundation for discussion on the significance of social aspects on the diffusion of agrivoltaics. Section 8.1 highlights the multi-stakeholder perspectives on the drivers of agrivoltaics to demonstrate the valuable social co-benefits and priorities to be retained in development. Section 8.2 addresses challenges to adoption and discusses the technical, economic, cultural, and political factors that complicate the development landscape. Section 8.3 considers the interaction of these dynamic drivers and challenges, potential pathways forward, future research needs, and implications for the field.
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9 Economic performance of agrivoltaic systems: a comprehensive analysis
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This chapter presents a comprehensive analysis of the economic performance of agrivoltaic systems, examining their potential benefits, drawbacks, and the factors influencing their feasibility. By evaluating case studies, economic models, and policy implications, we aim to provide a clear understanding of the economic viability of agrivoltaics and its contribution to a more resilient and sustainable future.
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10 Legal frameworks in agrivoltaics
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This chapter presents the legal frameworks in agrivoltaics in China, France, Germany, Italy, Japan and the United States.
The introductory part will explain the role of the legal framework in the implementation of Agri-PV projects in general and the challenges that may arise in practice. At the same time, it will be shown how legal barriers can be identified and how legal advice can contribute to the successful implementation of a project. Figuratively speaking, this is a brief look at the 'workbench' of a lawyer. In combination with the comments on the individual countries, the reader is thus provided with legal assistance for the implementation of Agri-PV projects.
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11 A visionary outlook on agrivoltaics
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In this chapter, we present a visionary outlook on the way forward for agrivoltaics. We derive this vision from the results contained in this book. Therefore, the first sub-chapter contains a summary of the key findings of the diverse explorations undertaken from Chapters 1 to 10. It describes the status quo of agrivoltaics and a distillation of our in-depth investigation into the realm of agrivoltaics. Then, as an interlude, the second sub-chapter revisits the debate on the definition of agrivoltaics. We contrast two positions: One from Christian Dupraz that is more in favor of a narrower definition and calls for restrictive quality criteria. And the other from Constantin Klyk and Stephan Schindele, which advocates a broader definition of agrivoltaics embracing as many agricultural activities as possible.
Guided by the knowledge and insights accumulated thus far, in the third sub-chapter, which is the closing chapter of this book, we extend our perspective toward the future, contemplating the potential trajectory of agrivoltaics. In order for the Agri-PV market segment to continue to grow and thrive healthily, it is essential that we are equipped with a robust knowledge base that supports a fact-based policy orientation, that we try to provide throughout the book. We highlight the role of leading industrialized countries and key-markets in agrivoltaics diffusion, present options to enhance sustainable land use and current research trends in agrivoltaics and describe where there is room for improvement in the diffusion of agrivoltaics worldwide.
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Back Matter
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