Processing and Manufacturing of Electrodes for Lithium-Ion Batteries

2: University of Nebraska-Lincoln, USA
Lithium-ion batteries (LIBs) are key to storing clean energy. However, process design, including electrode processing, is critical for performance. There are many reviews addressing material development for LIBs, but comparatively few on correlating the material properties with processing design and constraints. While these technologies are becoming familiar in industry, they are not yet widely accessible to the research community.
This book provides a comprehensive and critical view of electrode processing and manufacturing for Li-ion batteries. Coverage includes electrode processing and cell fabrication with emphasis on technologies, relation between materials properties and processing design, and scaling up from lab to pilot scale. Outlining the whole process of Li-ion battery fabrication, chapters cover materials for Li-ion batteries, slurry preparation, coating, laser materials processing, additive manufacturing, dry processing, electrode drying, aqueous cathode processing, electrolyte filling and formation of cells, simulation-assisted electrode processing, as well as quality control.
Processing and Manufacturing of Electrodes for Lithium-Ion Batteries bridges the gap between academic development and industrial manufacturing, and also outlines future directions to Li-ion battery electrode processing and emerging battery technologies. It will be an invaluable resource for battery researchers in academia, industry and manufacturing as well as for advanced students in related subjects.
- Book DOI: 10.1049/PBPO227E
- Chapter DOI: 10.1049/PBPO227E
- ISBN: 9781839536694
- e-ISBN: 9781839536700
- Page count: 420
- Format: PDF
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Front Matter
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1 Introduction
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Lithium-ion battery (LIB) technology has achieved great success since being commercialized three decades ago. Production of LIBs reached 492 GWh in 2021 and is projected to reach 2-3.5 TWh by 2030. The LIB market has increased simultaneously, which was reported worth $34.2 billion in 2020 and is to reach $87.5 billion in 2027. These come with substantial improvement in battery performance, more than a five-fold increase in volumetric energy density at the pack level since 2008, and nearly a 98% reduction in production cost from $5,000/kWh in 1991 to $101/kWh in 2021. The improvement in energy density and reduction in cost are enabled by great progress in material science, engineering, manufacturing, and scale-up.
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2 Materials for lithium-ion batteries
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This chapter introduces materials for the cathode, anode, and electrolyte of Li-ion batteries (LIBs), which make up the structural and chemical foundations for an electrochemical battery cell. In this chapter, we will discuss the development and application of battery materials ever since the invention of LIBs in 1970s. We further investigate the advantages and disadvantages of varying battery materials from the electrochemical, structural, environmental, and safety perspectives. Afterwards, we summarize the trends for the development of next-generation battery materials to resolve the standing issues of current battery materials. Last but not the least, this chapter will present the practical design principles and limitations of battery materials, which are essential for the development and operation of battery cells.
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3 Slurry preparation
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As will be detailed throughout this book, the state-of-the-art lithium-ion battery (LIB) electrode manufacturing process consists of several interconnected steps. There are quality control checks strategically placed that correlate material properties during or after a particular step that provide details on the processability (i.e., compatibility with downstream manufacturing processes) and, sometimes, projected performance of the finished product. In this chapter, we will begin this exploration by starting with the first step in the state-of-the-art LIB process, which is preparation of the electrode slurry. Alternative terms to "slurry," such as ink, paste, or (less commonly) dispersion, are sometimes used in academia or industry.
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4 Slot die coating
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Continuing with the concepts discussed in this text the next interconnected step in the lithium-ion battery (LIB) manufacturing process is electrode slurry application onto the metal foil current collector. This process is commonly referred to as a coating process; however, in practice, the current methods are founded and fundamentally very similar to legacy processes used in the printing, photographic film, and magnetic media industries. Those industries have all seen a decline in market demand over the last few decades while the market demand for LIB has and continues to increase. The state-of-the-art coating process has been and continues to be slot die coating, employing a variety of configurations depending on a host of process variables such as target electrode loading mg/cm2, foil current collector thickness and quality, production plant layout, target coating width, and production machine speed range which is commonly referred to as the coating line speed or simply line speed.
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5 Laser materials processing in manufacturing of lithium-ion batteries
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Lithium-ion batteries (LIBs) were first commercially offered by Sony in 1991. Since then, the demand for maximum power and energy efficiency has increased rapidly. LIBs have become the dominating energy storage technology for electric vehicles (hybrid electric vehicles, plug-in hybrid electric vehicles, or fully electric vehicles) as well as for stationary electrochemical storage systems. LIBs are characterized by their relatively high gravimetric energy and power density of 150 Wh/kg-260 Wh/kg and 340 W/kg-500 W/kg, respectively. For LIBs, the cost per kilowatt hour was USD 764 in 2009 and could be reduced to USD 111 by 2020. However, it should be noted that the costs and performance limits of current LIBs still are bottlenecks for electric vehicles and efficient operation in combination with solar and wind power plants. Efficient stationary storage devices are required to compensate for the intermittent properties of, for example, wind turbines and to smooth their load peak during power grid feeding.
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6 Engineering advanced Lithium-ion batteries with additive manufacturing
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Additive manufacturing (AM) enables the fabrication of complex shapes and formfactors that are inefficient or impossible to produce with traditional subtractive machining tools. AM emerged in the 1980s to enable the rapid creation of functional prototypes (also known as rapid prototyping). The first commercial implementation of AM was a stereolithography (SLA) system developed by 3D Systems in 1987, wherein a laser solidified thin layers of a photoactive polymer solution. In the early 1990s, fused deposition modeling (FDM), selective laser sintering, and other AM modalities began to emerge and have continued to grow in the decades since. Within the last ten years, AM has gained traction as an approach to fabricate Lithium-ion batteries (LIBs) because it enables (1) novel three-dimensional (3D) electrodes that optimize energy and power performance and (2) customizable battery shapes for integrated and mechanically robust batteries for portable device applications. As energy storage demands grow, so does the need for LIBs to come in a multitude of sizes, shapes, and materials that meet the needs of a given application. In this chapter, we review the main AM approaches that have been used to produce LIBs with a focus on FDM, direct-ink write (DIW), inkjet printing (IJP), aerosol jet printing (AJP), electrostatic spray deposition (ESD), stereolithography (SLA), and newer field-assisted (FA) methods.
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7 Dry processing for lithium-ion battery electrodes
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The conventional way of making lithium-ion battery (LIB) electrodes relies on the slurry-based manufacturing process, for which the binder is dissolved in a solvent and mixed with the conductive agent and active material particles to form the final slurry composition. Polyvinylidene fluoride (PVDF) is the most widely utilized binder material in LIB electrode manufacturing, especially for positive electrodes. N-Methyl-2-pyrrolidone (NMP) is the preferred solvent for dissolution of the PVDF binder, facilitating the slurry properties. However, a well-known downside of NMP is its toxicity and energy consumption because of its expensive processing requirements for solvent evaporation and recovery. Lately, adopting aqueous processing and using green solvents have been suggested as effective solutions for slurry-based manufacturing to tackle issues resulting from toxic and costly solvents. For the negative electrodes, water has started to be used as the solvent, which has the potential to save as much as 10.5% on the pack production cost. For the positive electrodes, on the other hand, the adoption of water as a solvent would require alternative binders, since PVDF is insoluble in water. Yet, a higher operating voltage window for the positive electrode limits the number of binders as viable replacements. In addition, water-based systems may affect the electrochemical performance of both positive and negative electrodes of LIBs, such as crack formation, transition metal dissolution, and current collector corrosion. Similar to aqueous systems, employing nontoxic organic (green) solvents offers advantages in terms of safety and processing. Although switching to green solvents for the slurry-based fabrication process is an environmentally friendly approach, it is still not cost-efficient due to inevitable processing requirements such as solvent drying.
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8 Electrode drying and calendering
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Once the lithium-ion battery (LIB) electrode slurry is applied to the current collector, the solvent from the coating must be removed in the drying step. Occasionally, the qualifier "primary" is used to differentiate this step from downstream secondary drying, which is used to reduce the moisture content of electrodes. Electrode drying most commonly occurs in long convection ovens that are placed in-line with the coating apparatus. In other words, the current collector starts as a bare foil, then is coated, and fed into the drying oven all in one step without any need for switching the foil onto a new roll. Knowing the speed of the substrate, the dryer can be sized appropriately to secure that there will be sufficient time for the solvent to be removed. The synergy between coating and drying is beneficial for process efficiency but requires a high degree of tuning and quality assurance to ensure that the electrodes are being dried well.
After the electrode is dried, it is passed to a machine that reduces the thickness of the electrode. The machine, commonly called a calender and sometimes called a rolling press, consists of two rollers that are rotated in opposite directions (i.e., one clockwise and the other counterclockwise). A gap is set between the rollers that can be correlated to the desired thickness of the electrode. Since energy density is essential for LIB electrodes in many applications, calendering is a useful process for reducing excessive void space in the electrodes that contribute nothing to energy density. However, the balance between thickness/porosity and electron/ion transport, as well as the effect on electrode mechanical properties, must be considered carefully when determining the optimal calendering conditions.
Further downstream in manufacturing, typically right before the electrodes are built into a cell, a secondary drying step is often employed. This secondary drying step is necessary to keep the moisture content of the electrodes low since moisture can harm the performance and safety characteristics of the cell. However, the secondary drying step time should be minimized to avoid process bottlenecks and excessive manufacturing energy costs.
In this chapter, these three processes will be discussed. The effect of each process on the electrode microstructure and resulting electrode performance is considered, as are the characterization methods of electrodes after each stage.
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9 Future electrode processing
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The current state-of-the-art lithium-ion battery (LIB) electrode manufacturing process has been explained in detail in the preceding chapters. Through these chapters, the state-of-the-art process has been demonstrated to be highly scalable and relatively efficient. However, nearly all steps have aspects that could use improvement, be it with regards to cost, safety, process speed, efficiency, product quality, or a combination thereof.
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10 Aqueous cathode processing
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The state-of-the-art lithium-ion battery (LIB) manufacturing process uses N-methyl-2-pyrrolidone (NMP) as solvent for the electrode slurry dispersing stage. NMP is a hazardous chemical, known particularly for its reproductive toxicity. NMP has been the subject of recent government action in many countries and is likely to face increasingly restrictive measures curtailing its use. In December 2020, the United States Environmental Protection Agency (US EPA) concluded its most recent risk assessment for NMP, finding that it poses an unreasonable risk of injury to health in 26 of 37 use cases, including specifically for "industrial and commercial use... in lithium ion battery manufacturing". More direct action was taken in Europe in 2020 when the European Chemical Agency imposed a restriction on May 9, 2020, banning the use of NMP in concentrations greater than 0.3% without appropriate risk management measures.
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11 Electrolyte filling and formation of lithium-ion cells
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It is common practice that the liquid electrolyte is injected into the cell once other components are packed together and have formed a cell of the desired geometry. This injection marks the beginning of the electrolyte filling process, during which the electrolyte is allowed to infiltrate the porous electrodes and the separator layers and wet the originally dry components of the cell. The formation step follows the filling step as the fully wetted cell undergoes a few initial cycles to form an electronically passive layer on the electrode.
The electrolyte filling/wetting and formation of lithium-ion battery cells are two very time-consuming steps, which have direct influences on the product's final cost, performance, and safety. An improvement in this step will reduce the processing time of the cells, helping unleash their full functionality and alleviate their safety concerns. In this chapter, the importance of complete electrolyte wetting, the trade-off between cost and performance, and the latest technologies used to predict and assess the extent of electrolyte filling are discussed.
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12 Simulation-assisted electrode processing: discrete and machine learning computational approaches for the simulation of the battery manufacturing process
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The development of clean energy technology is one most important requirements to decrease energy-related carbon dioxide emissions. This challenge triggers the development of renewable energies to scale up in the short and medium terms because of the growth of fuel prices and fossil source depletion, extreme heatwaves, and zero-emission vehicle sales by 2035. Efforts such as electrification of transportation and electricity storage are rising steadily over the past ten years by the number of patent filings in batteries and energy accumulation. The preferred battery technology is Li-ion batteries (LIBs) due to their large capacity, high power, and cyclability. Continued innovation in LIBs is needed to satisfy the electric vehicle demands, including the development of Gigafactories to decrease production costs. To address these large-scale production efforts, it is necessary to optimize further the manufacturing parameters to fabricate LIBs. Optimization efforts across the battery production requests for improved materials, cell designs, manufacturing processes, carbon dioxide emission fingerprints, and recycling. The manufacturing optimization is developed at the prototype level rather than in Gigafactories, aiming at the final product design and quality tests by a systematic trial-and-error process. This process is time and cost-consuming because the battery manufacturing process is multistep, which includes three major steps: electrode preparation, cell assembly, and formation and testing, affected by many experimental parameters.
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13 Simulation-assisted electrode processing
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Li-ion battery (LIB) manufacturing, from materials to ready-to-market product, is a very complicated process that can involve more than 30 process steps. The establishment of a stable and qualified process flow is not trivial, requiring rich experiences and good understanding about the process mechanism. During the past years, all the cell components are upgraded so as to enhance battery performances and new materials emerge in an endless stream. At the same time, various novel technologies have been proposed to improve the energy efficiency and environmental friendliness of manufacturing process. As a result, there is a strong need for quick adaptation of these new materials/processes to production. Moreover, with the blooming of electrical vehicles, the demand of LIB expands at an unprecedented rate, pushing the battery production from MWh-scale to GWh-scale and even to TWh-scale. Therefore, facing the challenge of the quick materials/process adaption and fast production scale-up, in parallel to experimental trials, modeling and simulation are expected to serve as tools to enhance the understanding of process mechanism, to accelerate the process upscaling, to optimize the process parameters and to improve the quality control.
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14 Methodology in quality control for electrode processing
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Lithium-ion electrode manufacture is a complex multi-stage process, and so quality control is vital at each stage to maintain production speed and reduce wastage. Current electrode manufacture is based on a slurry casting process, where the dry ingredients are suspended in a minimum of solvent to form a slurry, which is coated onto a current collector, dried to remove the solvent, and the coating calendared (compressed) to a target porosity (Figure 14.1). However future technologies may include dry processing or alternative deposition methods. Quality control is performed at several key stages of the process; on the raw material components, the slurry mix before coating, the coating during deposition, after drying, and after calendaring.
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15 Industrial perspective of electrode manufacturing
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The world is transferring from fossil fuels to renewable energy, targeting a carbon neutral society. Batteries with various chemistries are playing critical roles in storing and releasing electricity generated intermittently by renewable sources, including wind and solar power, so as to supply stable power and maintain grid operation. Relied on electrochemical redox reactions, the electrode structures are enabling ionic and electronic exchange in the interface between active materials and electrolytes, which contributes to a faradic process for electric energy storage and conversion. Herein, we need to point out the difference between a battery and a cell according to the terminology of power sources. The battery is an assembly of cells, battery management system (BMS) and other connecting parts; and the cell is a basic unit of electrochemical storage enabled by anode, cathode, electrolyte, and other auxiliary materials. Active materials, binders and electronically conductive additives which are called electrode compositions or recipes are mixed together and then coated onto a current collector to configure an electrode of the battery. Aside from recipes, the electrode qualities, for example uniformity, porosity, defects, etc., impact its electrochemical performance to a great extent. In this chapter, the electrode manufacturing is described with its state of the art, especially from the industrial point of view.
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Back Matter
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